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stock brokers

(5 search results)

NSE issues guidelines for action against brokers for misuse of client funds

NSE issues guidelines for action against brokers for misuse of client funds

Jun 15, 2023 12:37pm IST
SEBI bars stock brokers from using client funds as bank guarantees

SEBI bars stock brokers from using client funds as bank guarantees

Apr 26, 2023 12:11pm IST
Sebi proposes blocking of funds for trading in secondary market; seeks comments

Sebi proposes blocking of funds for trading in secondary market; seeks comments

Jan 17, 2023 6:07pm IST
Stock exchanges to introduce investor risk reduction access platform in FY24: SEBI

Stock exchanges to introduce investor risk reduction access platform in FY24: SEBI

Dec 21, 2022 12:26pm IST
SEBI tells stock brokers to tag bank, demat accounts by June 30

SEBI tells stock brokers to tag bank, demat accounts by June 30

Jun 21, 2022 3:46pm IST
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